Employee Benefits Compliance
Compliance Webinars
Stay up-to-date on the latest compliance requirements with the UBA Employer Webinar Series. These monthly, hour-long sessions hosted by labor law firm Fisher & Phillips cover the top employer-related compliance issues and
help your company remain compliant with the latest benefits law.
Compliance Alerts
Learn about major changes to labor laws when they happen with the UBA Compliance Alerts. These email alerts, crafted by labor law firm Fisher & Phillips, inform you of changes to labor and benefits law and let you know what you need to do immediately to remain compliant.
Legislative & Regulatory Reporting
Over the last few years, we witnessed significant changes to employee benefit regulations and have seen an increase in the number of employer plans being audited for compliance under these regulations.
Swartzbaugh-Farber is committed to complying with government requirements, which is critical to providing a successful employee benefits program. Through our collective resources as a member firm of UBA, we have developed many tools to assist with meeting those requirements.
Swartzbaugh-Farber completes a thorough compliance analysis on all of our clients to ensure they effectively anticipate and manage emerging regulatory issues and reduce the risk of financial damages. We have several checklists of documents, filings, and notifications required by the Employee Retirement Income Security Act (ERISA) on an annual basis.
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Contact Information
Financial Plaza
Address: 9140 West Dodge Road Suite 418 Omaha, NE 68114
Phone: 402-397-5800
Fax: 402-397-5424
Business Hours:
- Mon - Fri
- -
- Sat - Sun
- Closed
Our Location
Disclaimer
Securities and Investment Advisory Services offered through M Holdings Securities, Inc., a registered Broker/Dealer and Investment Advisor, member FINRA / SIPC. Check the background of this Firm and/or investment professional on FINRA's BrokerCheck.
Swartzbaugh-Farber & Associates, Inc. is a member of M Financial Group. Please go to mfin.com/DisclosureStatement.htm for further details regarding this relationship.
Swartzbaugh-Farber & Associates, Inc. is independently owned and operated.
Registered Representatives are registered to conduct securities business and licensed to conduct insurance business in limited states. Response to, or contact with, residents of other states will only be made upon compliance with applicable licensing and registration requirements. The information in this website is for U.S. residents only and does not constitute an offer to sell, or a solicitation of an offer to purchase brokerage services to persons outside of the United States. CA Insurance License #0C10869
This site is for information purposes and should not be construed as legal or tax advice and is not intended to replace the advice of a qualified attorney, financial or tax advisor or plan provider.
For important information related to M Securities, refer to the M Securities’ Client Relationship Summary (Form CRS) by navigating to mfin.com/m-securities.
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